Asheville, North Carolina

Deceptive Practices: Securities Fraud

From Malfeasance to Fraud

Misconduct & Fraud

The consequences of securities fraud have enormous implications for investors and their futures. It happens when brokers manipulate stocks or fail to properly disclose accurate information about a company’s operations, financials and earnings potential, leaving an unwitting investor holding an empty bag

Any time a broker engages in deceptive, misleading or improper behavior which causes you financial harm, seek immediate legal council to help protect your interests. You have a right to recover some or all of the money lost at the hands of unscrupulous brokers and or brokerage firms. These disputes frequently involve issues such as:

  • mismanagement and misrepresentation
  • churning or excessive transactions
  • unauthorized trading
    negligence
  • unsuitable investments

INVESTOR BEWARE

If you experience:

  • Chronic unreturned phone calls.
  • Unauthorized transactions on your account statement.
  • Statements that include charges and earnings you cannot identify.
  • Stock values that drop quickly.
  • Market trends and earnings that are not comparable.
  • Broker recommended investments that decline in value more times than not.
  • Lack of disclosure of pertinent information to your decisions to invest by your broker.

Call us. Often times,

we can help.

828-398-8288

IMPLEMENTATION OF BLUE SKY LAWS
PONZI VS. PYRAMID
PONZI SCHEMES
FRAUD PREVENTIVE SERVICES
COLLATERALIZED LOAN BLIGATIONS
ETF FRAUD SERVICES

Asheville, NC 828-398-8288 | VeachLegal@gmail.com By Appointment

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Federal Fraud

Identity Theft

Antitrust Violations

Public Corruption

Tax Crimes

Civil Rights

Stockbroker abuse cases are extremely complex and can be difficult to prove. The process complicated to manage, requiring a wide range of legal knowledge and experience for success. While it is difficult for many victims of investment fraud to recover their money, working with an experienced attorney who seeks every competitive and strategic advantage possible will increase your chances.

What Our Clients Say

David L.,

After uncovering research misconduct within my organization that tied directly to investor harm, I needed an attorney who understood the legal and scientific sides of the issue. Attorneys at Veach Law PLLC handled everything with professionalism.

Sandra K.,

I discovered that critical information about my portfolio had not been accurately represented to me for years. Tucker Veach, Attorney, and his team investigated the fraud case thoroughly and secured a result I didn’t think was possible.

Robert M.,

Veach Law PLLC took on my broker misconduct case when no one else would. Tucker Veach understood the financial loss I had suffered and fought hard through FINRA arbitration to recover what I was owed. I finally felt like someone was in my corner.

Any questions?
We got you.

Dealing with a broker who falsified data or a situation involving the manipulation of research materials? You deserve clear answers. Reach out to Tucker Veach Attorney for a direct conversation about your rights and your options for recovery.

Get a Free Consultation

Q: What is the difference between misconduct and fraud?

A: Misconduct refers to improper behavior that violates ethical or professional standards. Fraud involves intentional deception for personal gain. Both can result in serious legal liability and financial loss.

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A: The four main types are debt securities, derivative securities, equity securities, and hybrid securities.

A: The seven common types are insurance fraud, securities fraud, tax fraud, identity theft, wire fraud, mortgage fraud, and research fraud.

A: Brokers are held to a professional standard. If a mistake results in financial loss, the broker or their firm may be held liable through legal action or FINRA arbitration.